New Markets in financial instruments directive (MiFID) II rules 2018

Log in to your account as usual. Update your information in ‘My profile’ which can be found by clicking on your initials within the circle at the top right hand of the page.

You can also take the opportunity to review your other personal details and marketing preferences at the same time.

First named account holder

The first named account holder can check and update information online by logging in to the account as usual. Update information in ‘My profile’ which can be found by clicking on your initials within the circle at the top right hand of the page.

You can also take the opportunity to review your other personal details and marketing preferences at the same time.

Additional named account holders

Please complete and post the Personal Details Update form to us.

Download Form

Information for all account holders must be updated.

The Personal Details update form has to be completed for every member of the Investment Club, including the Lead Investor. The Lead Investor can complete the form on behalf of the members – a signature is not required.

Download Form

Please post all the completed forms to Selftrade together.

Provide information about the parent/guardian

The parent/guardian managing this account should complete and post the Third Party Regulatory Details form to us.

Download Form

Confirm information about the account holder

We have the child’s name, address and date of birth on file.

When returning your form, or calling Customer Services, please confirm their nationality. If they are solely a UK National, we will not require anything from you, as they are not allocated a National Insurance Number until they are 16. If they are a non-UK national, or have multiple nationalities, we may need a different NCI.

MiFID II regulations state that company, charity and trust accounts are required to obtain, and supply, a Legal Entity Identifier (LEI).

A LEI is a 20-character identifier that identifies distinct legal entities that engage in financial transactions. Further information can be found on the London Stock Exchange at www.lseg.com/LEI.

In order to place a trade after 2 January 2018, please obtain and provide us with the LEI. Please send the LEI to us by secure message from your account.

How to obtain an LEI

An LEI must be applied for via an accredited body – a list of all issuing organisations can be found at: https://www.gleif.org/en/about-lei/how-to-get-an-lei-find-lei-issuing-organizations  Please note that the issuing organisation will charge a fee for providing and renewing an LEI.

In the lead up to 3 January, it’s likely that organisations issuing LEIs will be subject to an increased volume of requests and lead times for obtaining your LEI may vary.